SR-FINRA-2021-009
Proposed Rule Change to Adopt a Supplemental Liquidity Schedule, and Instructions Thereto, Pursuant to FINRA Rule 4524 (Supplemental FOCUS Information)
Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to adopt a Supplemental Liquidity Schedule, and Instructions thereto, pursuant to FINRA Rule 4524 (Supplemental FOCUS Information).
| Title | Format - Size | Status |
|---|---|---|
| Text of the Proposed Rule Change | PDF - 2.98 MB | |
| Federal Register Notice | PDF - 340.2 KB | |
| Extension No. 1 | PDF - 150.18 KB | |
| Response to Comments | PDF - 89.32 KB | |
| Approval Order | PDF - 259.01 KB |