https://www.finra.org/ en https://www.finra.org/media-center/newsreleases/2026/finra-publishes-2026-industry-snapshot WASHINGTON—FINRA published today its 2026 Industry Snapshot, an annual report that provides aggregate data about member firms, registered representatives, and market activity. Mon, 01 Jun 26 12:00:00 +0000 https://www.finra.org/media-center/newsreleases/2026/finra-publishes-2026-industry-snapshot https://www.finra.org/media-center/newsreleases/2026/finra-fines-pictet-overseas-and-blue-ocean-ats-aml-and-supervisory WASHINGTON, D.C.—FINRA has fined two member firms a total of more than $1.1 million for anti-money laundering (AML) and supervisory violations related to low-priced securities transactions. Wed, 20 May 26 12:00:00 +0000 https://www.finra.org/media-center/newsreleases/2026/finra-fines-pictet-overseas-and-blue-ocean-ats-aml-and-supervisory https://www.finra.org/media-center/newsreleases/2026/finra-announces-review-higher-risk-structured-products WASHINGTON, D.C.—Consistent with its mission of investor protection, FINRA announced today that it will review firm practices regarding higher-risk structured products, specifically non-principal protected “worst-of” structured notes. Tue, 19 May 26 12:00:00 +0000 https://www.finra.org/media-center/newsreleases/2026/finra-announces-review-higher-risk-structured-products https://www.finra.org/media-center/newsreleases/2026/finra-strengthens-external-relations-leadership-two-senior WASHINGTON—FINRA announced today two key additions to our senior leadership team to enhance engagement with regulators, policymakers, industry stakeholders and the media. Mon, 20 Apr 26 12:00:00 +0000 https://www.finra.org/media-center/newsreleases/2026/finra-strengthens-external-relations-leadership-two-senior https://www.finra.org/media-center/newsreleases/2026/finra-foundation-research-examines-characteristics-behaviors-outcomes WASHINGTON—The FINRA Investor Education Foundation (FINRA Foundation) released today new research, Finfluencer Followers and Social Media Scrollers: The Profile, Patterns, and Pitfalls of Social-Media-Informed Retail Investors. Thu, 02 Apr 26 12:00:00 +0000 https://www.finra.org/media-center/newsreleases/2026/finra-foundation-research-examines-characteristics-behaviors-outcomes https://www.finra.org/media-center/newsreleases/2026/finra-launches-financial-intelligence-fusion-center-combat WASHINGTON—FINRA announced today the launch of the Financial Intelligence Fusion Center (FIFC), a secure portal for FINRA and its member firms to share timely intelligence about cybersecurity and fraud threats and coordinate responses. Tue, 31 Mar 26 12:00:00 +0000 https://www.finra.org/media-center/newsreleases/2026/finra-launches-financial-intelligence-fusion-center-combat https://www.finra.org/media-center/newsreleases/2026/report-finra-board-governors-meeting-march-2026 WASHINGTON—FINRA’s Board of Governors held its first meeting this year on March 4-5. The Board approved five rule proposals, received an update on enhancements to FINRA's enforcement program and approved the allocation of last year’s fine monies. Thu, 12 Mar 26 12:00:00 +0000 https://www.finra.org/media-center/newsreleases/2026/report-finra-board-governors-meeting-march-2026 https://www.finra.org/media-center/newsreleases/2026/finra-announces-appointment-four-new-board-governors FINRA today announced the appointment of four new Governors to its Board of Governors: Rostin “Russ” Behnam, Tim Carter, Dan Gallagher and Heather Traeger. Tue, 06 Jan 26 12:00:00 +0000 https://www.finra.org/media-center/newsreleases/2026/finra-announces-appointment-four-new-board-governors https://www.finra.org/media-center/newsreleases/2025/finra-orders-american-portfolios-financial-services-to-pay-restitution FINRA has ordered American Portfolios Financial Services, Inc. (APFS) to pay $4.6 million in restitution to customers impacted by the firm’s inaccurate representation of how it calculated its fees and its retention of undisclosed, surplus interest. Tue, 30 Dec 25 12:00:00 +0000 https://www.finra.org/media-center/newsreleases/2025/finra-orders-american-portfolios-financial-services-to-pay-restitution https://www.finra.org/media-center/newsreleases/2025/report-finra-board-governors-meeting-december-2025 Board Approved 2026 Budget, Rule Proposals for Electronic Delivery and Customer Protection from Financial Exploitation Mon, 22 Dec 25 12:00:00 +0000 https://www.finra.org/media-center/newsreleases/2025/report-finra-board-governors-meeting-december-2025